# Budget HVAC System Types 1-11

This page defines the detailed design specifications for Budget HVAC System Types 1-11 required by ASHRAE 90.1 Performance Rating Method (PRM) Appendix G. These system types specify how to model each baseline HVAC system in EnergyPlus based on building type, cooling/heating requirements, and climate zone.

System Selection Table

Table: Budget HVAC System Types 1-11 (per Table 11.5.2-1)

| System No. | System Type                                  | Fan Control              | Cooling Type     | Heating Type                  |
| ---------- | -------------------------------------------- | ------------------------ | ---------------- | ----------------------------- |
| 1          | VAV with parallel fan-powered boxes          | VAV                      | Chilled water    | Electric resistance           |
| 2          | VAV with reheat                              | VAV                      | Chilled water    | Hot-water fossil fuel boiler  |
| 3          | Packaged VAV with parallel fan-powered boxes | VAV                      | Direct expansion | Electric resistance           |
| 4          | Packaged VAV with reheat                     | VAV                      | Direct expansion | Hot-water fossil fuel boiler  |
| 5          | Two-pipe fan coil                            | Single- or two-speed fan | Chilled water    | Electric resistance           |
| 6          | Water-source heat pump                       | Single- or two-speed fan | Direct expansion | Electric heat pump and boiler |
| 7          | Four-pipe fan-coil                           | Single- or two-speed fan | Chilled water    | Hot-water fossil fuel boiler  |
| 8          | Packaged terminal heat pump                  | Single-speed fan         | Direct expansion | Electric heat pump            |
| 9          | Packaged rooftop heat pump                   | Single- or two-speed fan | Direct expansion | Electric heat pump            |
| 10         | Packaged terminal air conditioner            | Single-speed fan         | Direct expansion | Hot-water fossil fuel boiler  |
| 11         | Packaged rooftop air conditioner             | Single- or two-speed fan | Direct expansion | Fossil fuel furnace           |

***

Detailed System Descriptions

System 1: VAV with Parallel Fan-Powered Boxes

Component Configuration:

* Supply Fan: Variable volume fan with VFD (variable frequency drive)
* Cooling: Chilled water loop (central plant)
* Zone Heating: Parallel fan-powered boxes with electric resistance heating
* Parallel Fan Sizing: 50% of zone peak design flow rate
* Parallel Fan Power: 0.74 W/L/s (baseline specification)
* Minimum Volume Setpoint: Ventilation requirement per ASHRAE 62.1 Simplified Procedure
* Supply Air Temperature: Constant at design condition (no reset)

EnergyPlus Objects:

* `AirLoopHVAC` (main air distribution)
* `Fan:VariableVolume` (supply fan with VFD)
* `Coil:Cooling:Water` (chilled water cooling coil)
* `SetpointManager:Scheduled` (constant SAT control)
* `OutdoorAir:Mixer` (outdoor air intake)
* `AirTerminal:SingleDuct:ParallelPIU:Reheat` (parallel fan power box)
* `Fan:OnOff` (parallel fan in each box)
* `Coil:Heating:Electric` (electric resistance terminal heating)
* `PlantLoop` (chilled water loop)

Application:

* Large buildings with central cooling plant
* Multiple thermal zones with individual zone heating control
* Parallel fans maintain circulation during heating
* Electric resistance heating at zone level
* Demand-controlled ventilation capable

Climate Zone Application:

* CZ 0-3A (electric heating with chilled water cooling)

Key Features:

* Chilled water supply: 6.7°C, return: 13°C (fixed by specification)
* No supply air temperature reset (constant design SAT)
* Parallel fan operation at 50% zone flow during heating
* Central cooling plant with floating condenser water control

***

System 2: VAV with Reheat

Component Configuration:

* Supply Fan: Variable volume fan with VFD control
* Cooling: Chilled water loop (central plant)
* Zone Heating: Hot water reheat coils in VAV terminal units
* Central Heating: Fossil fuel boiler (matches proposed design fuel)
* Supply Air Temperature Reset: +2.8°C above design at minimum cooling load
* Minimum Volume Setpoint: Larger of ventilation requirement or code minimum

EnergyPlus Objects:

* `AirLoopHVAC` (air distribution system)
* `Fan:VariableVolume` (supply fan with VFD)
* `Coil:Cooling:Water` (chilled water cooling coil)
* `SetpointManager:Warmest` (SAT reset control with bounds)
* `OutdoorAir:Mixer` (outdoor air intake with economizer)
* `AirTerminal:SingleDuct:VAV:Reheat` (VAV terminal with reheat)
* `Coil:Heating:Water` (zone reheat coils)
* `PlantLoop` (chilled water loop)
* `PlantLoop` (hot water boiler loop)
* `Boiler:HotWater` (natural draft fossil fuel boiler)
* `Pump:VariableSpeed` (hot water and chilled water pumps)

Application:

* Most common baseline system for large buildings
* Multiple thermal zones served by single air loop
* VAV terminals reduce air volume at part load
* Hot water reheat provides zone-level control
* Demand-controlled ventilation capable
* Central chiller with cooling tower

Climate Zone Application:

* CZ 3B-8 (fossil fuel heating via hot water loop)

Key Features:

* Supply air temperature reset: +2.8°C at minimum cooling load
* Variable volume fan with VFD saves energy at part load
* Chilled water: 6.7°C supply, 13°C return
* Hot water: 82°C supply, 54°C return
* Reheat modulation at minimum damper position
* Economizer integration for cooling assistance

***

System 3: Packaged VAV with Parallel Fan-Powered Boxes

Component Configuration:

* Supply Fan: Variable volume fan with VFD control
* Cooling: Direct expansion (DX) cooling coil (packaged unit)
* Zone Heating: Parallel fan-powered boxes with electric resistance heating
* Parallel Fan Sizing: 50% of zone peak design flow rate
* Minimum Volume Setpoint: Ventilation requirement per ASHRAE 62.1

EnergyPlus Objects:

* `AirLoopHVAC` (air distribution system)
* `Fan:VariableVolume` (supply fan with VFD)
* `Coil:Cooling:DX:SingleSpeed` (DX cooling coil)
* `SetpointManager:Scheduled` (constant SAT control)
* `OutdoorAir:Mixer` (outdoor air intake)
* `AirTerminal:SingleDuct:ParallelPIU:Reheat` (parallel fan power box)
* `Fan:OnOff` (parallel fan in each box)
* `Coil:Heating:Electric` (electric resistance terminal heating)

Application:

* Mid-size buildings with packaged rooftop DX unit
* Multiple zones with parallel fan-powered terminal boxes
* VAV fan modulation for energy savings
* Electric resistance zone heating

Climate Zone Application:

* CZ 0-3A (electric heating with DX cooling)

Key Features:

* Packaged DX cooling (no central chiller)
* Parallel fans at 50% zone design flow
* Constant supply air temperature (no reset)
* VAV fan with VFD modulation

***

System 4: Packaged VAV with Reheat

Component Configuration:

* Supply Fan: Variable volume fan with VFD control
* Cooling: Direct expansion (DX) cooling coil (packaged unit)
* Zone Heating: Hot water reheat coils in VAV terminal units
* Central Heating: Fossil fuel boiler
* Supply Air Temperature Reset: +2.8°C above design at minimum cooling load

EnergyPlus Objects:

* `AirLoopHVAC` (air distribution system)
* `Fan:VariableVolume` (supply fan with VFD)
* `Coil:Cooling:DX:SingleSpeed` (DX cooling coil)
* `SetpointManager:Warmest` (SAT reset control with bounds)
* `OutdoorAir:Mixer` (outdoor air intake with economizer)
* `AirTerminal:SingleDuct:VAV:Reheat` (VAV terminal with reheat)
* `Coil:Heating:Water` (zone reheat coils)
* `PlantLoop` (hot water boiler loop)
* `Boiler:HotWater` (natural draft fossil fuel boiler)
* `Pump:VariableSpeed` (hot water pump)

Application:

* Standard mid-size baseline system for most buildings
* Packaged rooftop DX cooling with VAV distribution
* VAV terminals reduce air volume at part load
* Hot water reheat provides zone-level control
* Most common system type in practice

Climate Zone Application:

* CZ 3B-8 (fossil fuel heating via hot water loop)

Key Features:

* Packaged DX cooling (no central chiller)
* Supply air temperature reset: +2.8°C at minimum cooling load
* Hot water: 82°C supply, 54°C return
* VAV fan with VFD saves energy
* Economizer for cooling assistance

***

System 5: Two-Pipe Fan Coil

Component Configuration:

* Supply Fan: Single-speed or two-speed fan (within fan coil unit)
* Cooling: Chilled water loop (central plant)
* Heating: Electric resistance heating in fan coil unit
* Fan Control: On/off or two-speed cycling
* No central heating boiler required

EnergyPlus Objects:

* `PlantLoop` (chilled water loop)
* `Pump:VariableSpeed` (chilled water pump)
* `Chiller:Electric:EIR` (central chiller, per Table 11.5.2-3)
* `CoolingTower:SingleSpeed` or `TwoSpeed` (cooling tower)
* `ZoneHVAC:FourPipeFanCoil` or equivalent zone equipment
* `Fan:OnOff` (fan coil unit fan)
* `Coil:Cooling:Water` (chilled water cooling in fan coil)
* `Coil:Heating:Electric` (electric resistance heating in fan coil)

Application:

* Medium-size buildings with chilled water loop
* Individual zone fan coil units in each space
* Two-pipe system (cooling only connection)
* Electric resistance heating at zone level

Climate Zone Application:

* CZ 0-3A (electric heating with chilled water cooling)

Key Features:

* Central chiller with cooling tower
* Chilled water: 6.7°C supply, 13°C return
* Electric resistance heating in fan coil
* On/off or two-speed fan control
* Floating condenser water control

***

System 6: Water-Source Heat Pump

Component Configuration:

* Supply Fan: Single-speed or two-speed fan (within heat pump unit)
* Primary Heating/Cooling: Water-source heat pumps in each zone
* Heat Rejection Loop: Water loop maintained at 16-32°C
* Backup Heating: Boiler for supplemental heating
* Fluid Cooler: For heat rejection to outdoor air

EnergyPlus Objects:

* `PlantLoop` (heat pump water loop at 16-32°C)
* `HeatPump:WaterToWater:EquationFit:Heating` (heating heat pumps)
* `HeatPump:WaterToWater:EquationFit:Cooling` (cooling heat pumps)
* `Pump:VariableSpeed` (heat pump loop pump with shutoff)
* `FluidCooler:TwoSpeed` or `EvaporativeCooler:IndirectResearch` (fluid cooler)
* `Boiler:HotWater` (supplemental heating, if included)
* `SetpointManager:Scheduled` (loop temperature 16-32°C)
* `ZoneHVAC:WaterToAirHeatPump` (zone-level heat pumps)

Application:

* Buildings with electric heat pump primary heating/cooling
* Closed-loop water-source heat pump systems
* Backup heating for peak winter loads
* Flexible heating and cooling year-round

Climate Zone Application:

* All climate zones (CZ 0-8)

Key Features:

* Heat pump loop maintained between 16-32°C continuously
* Boiler activates when loop temperature drops to 16°C
* Fluid cooler activates when loop temperature rises to 32°C
* Individual zone control via water-source heat pumps
* Pump flow shutoff at each heat pump when compressor OFF

***

System 7: Four-Pipe Fan-Coil

Component Configuration:

* Supply Fan: Single-speed or two-speed fan (within fan coil unit)
* Cooling: Chilled water loop (central plant)
* Heating: Hot water loop (fossil fuel boiler)
* Fan Control: On/off or two-speed cycling
* Both heating and cooling connections available

EnergyPlus Objects:

* `PlantLoop` (chilled water loop)
* `PlantLoop` (hot water loop)
* `Pump:VariableSpeed` (chilled water and hot water pumps)
* `Chiller:Electric:EIR` (central chiller)
* `Boiler:HotWater` (fossil fuel boiler)
* `CoolingTower:SingleSpeed` or `TwoSpeed` (cooling tower)
* `ZoneHVAC:FourPipeFanCoil` (four-pipe fan coil unit)
* `Fan:OnOff` (fan coil unit fan)
* `Coil:Cooling:Water` (chilled water cooling)
* `Coil:Heating:Water` (hot water heating)

Application:

* Medium to large buildings with dual water loops
* Individual zone fan coil units in each space
* Four-pipe system (separate heating and cooling connections)
* Hot water heating and chilled water cooling

Climate Zone Application:

* CZ 3B-8 (fossil fuel heating via hot water loop)

Key Features:

* Central chiller with cooling tower
* Central boiler for heating
* Chilled water: 6.7°C supply, 13°C return
* Hot water: 82°C supply, 54°C return
* Individual zone control via two-pipe connections
* On/off or two-speed fan control

***

System 8: Packaged Terminal Heat Pump

Component Configuration:

* Supply Fan: Single-speed constant volume fan
* Heating/Cooling: Air-source heat pump with DX coil (self-contained)
* Supplemental Heating: Electric resistance coil
* Thermostat Control: Multistage space thermostat
* Self-contained unit (one per zone or room)

EnergyPlus Objects:

* `ZoneHVAC:PackagedTerminalHeatPump` or `AirLoopHVAC:UnitarySystem`
* `Fan:OnOff` (supply fan)
* `Coil:Heating:DX:SingleSpeed` (heat pump heating)
* `Coil:Cooling:DX:SingleSpeed` (heat pump cooling)
* `Coil:Heating:Electric` (supplemental resistance heating)
* `ZoneControl:Thermostat` (multistage thermostat)

Application:

* Residential and small commercial buildings
* One unit per thermal zone or room
* All-electric self-contained systems
* No central plant required

Climate Zone Application:

* CZ 0-3A (electric heating climates)

Key Features:

* Air-source heat pump with integrated cooling/heating
* Auxiliary heat: Last thermostat stage AND outdoor air <4°C
* Single-speed constant volume fan
* Integrated defrost cycle
* 100% efficient electric resistance auxiliary heating

***

System 9: Packaged Rooftop Heat Pump

Component Configuration:

* Supply Fan: Single-speed or two-speed variable speed fan
* Heating/Cooling: Air-source heat pump with DX coil (packaged unit)
* Supplemental Heating: Electric resistance coil
* Economizer: Outdoor air damper (if applicable)
* Serves multiple zones from single rooftop unit

EnergyPlus Objects:

* `AirLoopHVAC` (air loop)
* `Fan:VariableVolume` or `Fan:OnOff` (supply fan)
* `Coil:Heating:DX:SingleSpeed` (heat pump heating)
* `Coil:Cooling:DX:SingleSpeed` (heat pump cooling)
* `Coil:Heating:Electric` (supplemental resistance heating)
* `SetpointManager:Scheduled` (heating and cooling setpoints)
* `OutdoorAir:Mixer` (outdoor air intake, optional economizer)

Application:

* Small to medium non-residential buildings
* Packaged rooftop unit serving multiple zones
* All-electric system (no fossil fuel)
* Economizer capability available

Climate Zone Application:

* CZ 0-3A (electric heating climates)

Key Features:

* Air-source heat pump with variable speed fan
* Packaged self-contained unit
* Auxiliary heat activation: Last stage AND outdoor air <4°C
* Optional economizer for cooling assistance
* Multi-zone distribution from single unit

***

System 10: Packaged Terminal Air Conditioner

Component Configuration:

* Supply Fan: Single-speed constant volume fan
* Cooling: Direct expansion (DX) cooling coil (self-contained)
* Heating: Hot water heating coil connected to building loop
* No central chiller required
* One unit per zone or room

EnergyPlus Objects:

* `ZoneHVAC:PackagedTerminalAirConditioner`
* `Fan:OnOff` (supply fan)
* `Coil:Cooling:DX:SingleSpeed` (DX cooling)
* `Coil:Heating:Water` (hot water heating from building loop)
* `ZoneControl:Thermostat` (zone thermostat)

Application:

* Residential buildings (apartments, hotels, dormitories)
* Small commercial buildings
* One unit per thermal zone
* Hot water heating from building loop

Climate Zone Application:

* CZ 3B-8 (fossil fuel heating via building hot water)

Key Features:

* Packaged DX cooling (no central chiller)
* Hot water connection to building boiler
* Single-speed constant volume fan
* Individual zone control
* Simple thermostat control

***

System 11: Packaged Rooftop Air Conditioner

Component Configuration:

* Supply Fan: Single-speed or two-speed variable speed fan
* Cooling: Direct expansion (DX) cooling coil (packaged unit)
* Heating: Gas-fired furnace (integral to rooftop unit)
* Economizer: Outdoor air damper for cooling assistance
* Serves multiple zones from single rooftop unit

EnergyPlus Objects:

* `AirLoopHVAC` (air loop)
* `Fan:ConstantVolume` or `Fan:VariableVolume` (supply fan)
* `Coil:Cooling:DX:SingleSpeed` (DX cooling coil)
* `Coil:Heating:Gas` or `Coil:Heating:Fuel` (gas furnace)
* `SetpointManager:Scheduled` (heating and cooling setpoints)
* `OutdoorAir:Mixer` (outdoor air intake with economizer)

Application:

* Small to medium non-residential buildings
* Packaged rooftop unit serving multiple zones
* Gas furnace for heating (fossil fuel)
* Economizer for cooling assistance

Climate Zone Application:

* CZ 3B-8 (fossil fuel heating)

Key Features:

* Packaged DX cooling with integral gas furnace
* Economizer integration for cooling load reduction
* Single or variable speed fan available
* Multi-zone distribution from single rooftop unit
* Outdoor air damper control

***

Component Specifications by System

Cooling System Efficiencies

Systems 3, 4, 6, 8, 9, 10, 11 (Direct Expansion):

* Baseline COP: 3.0-3.5 typical for packaged AC
* EIR = 1 / COP
* Performance curves required for part-load modeling

Systems 1, 2, 5, 7 (Chilled Water):

* Scroll chiller (≤352 kW individual): COP 3.2-3.8
* Screw chiller (352-1055 kW individual): COP 3.5-4.0
* Centrifugal chiller (≥1055 kW individual): COP 4.0-5.0
* EIR = 1 / COP at rated conditions

Heating System Efficiencies

Systems 1, 3, 5, 8, 9 (Electric Heating):

* Electric resistance: 100% efficiency (1.0)
* Supplemental heat pump: 2.0-2.5 COP typical

Systems 2, 4, 7, 10, 11 (Fossil Fuel Heating):

* Natural draft boiler: 80% AFUE typical (per ASHRAE 90.1 baseline)
* Hot water: 82°C supply, 54°C return
* Furnace: 78-80% efficiency typical

System 6 (Heat Pump):

* Primary heat pump: 2.0-3.0 COP typical (varies by outdoor temperature)
* Boiler backup: 80% AFUE typical
* Boiler activation: When loop temperature <16°C

Fan Specifications

Systems 1, 2 (VAV with Central Chiller):

* Type: `Fan:VariableVolume` with VFD
* Power: 0.74 W/L/s (baseline specification)
* Minimum flow: Per ventilation requirement
* Modulation: VFD control for duct static pressure

Systems 3, 4 (Packaged VAV with DX):

* Type: `Fan:VariableVolume` with VFD
* Power: Per proposed design if specified
* Minimum flow: 30% typical
* Modulation: VFD for SAT setpoint or duct pressure

Systems 5, 7 (Four-Pipe and Two-Pipe Fan Coil):

* Type: `Fan:OnOff` or two-speed fan
* Speed: Single or two-speed operation
* Control: Thermostat cycling control
* Power: Per fan coil unit design

System 6 (Water-Source Heat Pump):

* Type: `Fan:OnOff` or two-speed fan
* Location: Within each zone heat pump unit
* Control: Cycling with heat pump compressor
* Power: Per unit design

Systems 8, 10 (Packaged Terminal Units):

* Type: `Fan:OnOff` (single-speed)
* Speed: Single-speed constant volume
* Control: On/off cycling with thermostat
* Power: Per unit design

Systems 9, 11 (Packaged Rooftop Units):

* Type: `Fan:ConstantVolume` or `Fan:VariableVolume`
* Speed: Single or variable with VFD
* Control: Thermostat or economizer control
* Power: Per rooftop unit design

EnergyPlus Simulation Inputs

Air Loop Configuration

AirLoopHVAC (Systems 2, 3, 4, 9, 11):

* Outdoor Air Intake (with economizer damper if applicable)
* Supply Fan (constant or variable volume)
* Cooling Coil (DX or water-based)
* Heating Coil (water-based or electric, if applicable)
* Supply Air Nodes and Setpoint Managers
* Thermal Zone Connections

Plant Loop Configuration

PlantLoop (Chilled Water, Systems 1, 2, 5, 7):

* Pump (variable-speed)
* Chiller(s) (count and type per Tables 11.5.2-2 and 11.5.2-3)
* Supply nodes to air loops or fan coil units
* Return nodes from zones
* Floating condenser water control per Table 11.5.2-5

PlantLoop (Hot Water, Systems 2, 4, 6, 7, 10):

* Pump (variable-speed)
* Boiler (fossil fuel or electric)
* Supply nodes to air loops, reheat coils, or fan coils
* Return nodes
* Temperature setpoint and reset control

PlantLoop (Heat Pump Loop, System 6):

* Pump (variable-speed with shutoff)
* Heat pumps (water-source type)
* Fluid cooler for heat rejection
* Boiler for supplemental heating (if included)
* Loop temperature control 16-32°C

Climate Zone Definitions

CZ 0-3A: Electric Heating Zones

* Mild to warm climates with minimal heating demand
* Systems: 1, 3, 5, 6, 8, 9
* Examples: Hawaii, Miami, Los Angeles, Phoenix, San Diego

CZ 3B-8: Fossil Fuel Heating Zones

* Temperate to cold climates with heating demand
* Systems: 2, 4, 7, 10, 11
* Examples: Chicago, New York, Denver, Minneapolis, Seattle, Boston

Key Controls and Setpoints

Thermostat Setpoints (Budget Baseline):

* Heating Setpoint: 21°C (70°F)
* Cooling Setpoint: 24°C (75°F)
* Deadband: Minimum 1.7°C (3°F)

Supply Air Temperature (SAT) Reset:

* Systems 1, 3, 5, 6, 8, 9: Constant design temperature (no reset)
* Systems 2, 4: Design + 2.8°C at minimum cooling load
* Systems 7, 10, 11: Per unit control

System 2 and 4 SAT Reset Detail:

* Base SAT: Design temperature (typically 13°C for chilled water, varies for DX)
* Maximum SAT: Design + 2.8°C (typically 15.8°C)
* Reset logic: Linear or staged based on cooling load
* Control: `SetpointManager:Warmest` with bounds

Hot Water Temperature Reset (Systems 2, 4, 7, 10, 11):

* Design: 82°C at peak heating
* Reset: Outdoor air reset recommended
* Example: 82°C at -15°C outdoor, 55°C at +15°C outdoor
* Control: `SetpointManager:OutdoorAirReset`

Chilled Water Temperature (Systems 1, 2, 5, 7):

* Design supply: 6.7°C (fixed by specification)
* Design return: 13°C (fixed by specification)
* No temperature reset (maintain constant 6.7°C)
* Control: `SetpointManager:Scheduled`

Condenser Water Temperature (Systems 1, 2, 5, 7):

* Floating control per Table 11.5.2-5
* Design approach: 10.02 – (0.24 × WB)
* Design temperature rise: 5.6°C (fixed)
* Control: `SetpointManager:OutdoorAirReset` or scheduled

Economizer Operation (Systems 3, 4, 9, 11):

* Dry Bulb Cutoff: 21°C outdoor (varies by climate per Table 6.5.1.1.3)
* Enthalpy Cutoff: When outdoor air enthalpy exceeds return air
* Integrated Mode: Damper modulation for cooling assistance
* Type: Air (dry bulb) or Fluid (enthalpy) per climate zone

VAV Terminal Minimum Flow (Systems 1, 2, 3, 4):

* Default Minimum: 50% of design air flow (can be reduced to 30% with justification)
* Based on: Ventilation requirements per ASHRAE 62.1 Simplified Procedure
* Calculation: MAX(ASHRAE 62.1 ventilation requirement, applicable code minimum)
* Range: Typically 15-50% depending on zone requirements

***

Document Status: Complete Last Updated: November 2025 Covers: Budget HVAC System Types 1-11 (Table 11.5.2-1) Design Specifications for EnergyPlus


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